Halsey Legal Services Pty Ltd is delighted to welcome a number of new clients.  For the benefit of our new and existing clients, we have included a brief description of our services below.  For further information, please contact any one of us.

Our core services include:

• ASIC enforcement – legal advice and representation.
• Client disputes – Financial Ombudsman Service (FOS), Credit Ombudsman Service Limited (COSL), mediation and all courts.
• Sales and purchases of financial services, accounting and credit services businesses and client registers.
• Shareholder Agreements.
• Commercial contractual issues (including restraints).
• Representatives and licensees – legal advice and representation regarding commercial issues and disputes.
• Conciliation and mediation services.
• Corporate governance.
• Training and education.
• Taxation and structuring advice for financial services and credit clients.
• Managed Investment Schemes – advice, structuring, documentation and disputes.

NEW - streamlined MIS offering

Would you like to establish and operate your own unregistered managed investment scheme (MIS)?  We offer a streamlined MIS as part of our core services.

Our MIS package includes the following:

• Comprehensive Data Collection Form.
• Unit Trust Deed.
• Information Memorandum.
• Authorisation Agreement (i.e. a Corporate Authorised Representative Agreement or Intermediary Authorisation Agreement, depending on your requirements).
• Fund Management Agreement.

Our streamlined process is designed to produce a timely and cost-effective result.  If you already have a suitable licensing arrangement in place (i.e. your AFSL or arrangements with another AFSL), it is possible to complete the legal establishment process in 2 weeks for an unregistered scheme.

For further information, please contact Fiona Halsey on (08) 9381 2914 or at MIS@halseys.com.au.

Licensee Solutions can also work with Halseys to obtain your own AFS licence to operate your own managed investment scheme. 

Licensee Solutions is able to assist with the following:

• Ensure your AFS licence is appropriate for the scope of work undertaken.
•  Liaise with ASIC to streamline the licence application process.
• Assist with ongoing compliance obligations once your AFS licence is approved.
• Provide advice in relation to governance of AFS licences and managed investment schemes. 

For further information, please telephone Kah Wai Hew on (08) 9381 6187.